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<br /> July 2010<br /> The Top 100 Financial Planning RIAs p. 41 / Too Much Commodity Exposure? p. 54<br /> R<br /> The Source for Investment Professionals<br /> THE NEW SHERIFFS IN TOWN<br /> RIAs with less than $100 million in assets<br /> will no longer be regulated by the SEC.<br /> State regulators are stepping in.<br /> Will states be more successful than the SEC?<br /> A Penton Media Publication $10 US $15 CANADA $20 INTERNATIONALRIAs with less than $100 million in assets<br /> will no longer be regulated by the SEC.<br /> State regulators are stepping in.<br /> Will states be more successful than the SEC?<br /> A Penton Media Publication<br /> $10 US $15 CANADA $20 INTERNATIONAL<br /> <br /> Investment products and services are offered through Wells Fargo Advisors Financial Network, L<a title="July 2010 page 1" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=1"> July 2010 The Top 100 Financial Planning RIAs p.</a> <a title="July 2010 page 2" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=2">  Investment products and services are offered t</a> <a title="July 2010 page 3" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=3">      %   </a> <a title="July 2010 page 4" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=4"> Registered Rep. July 2010 CONTENTS Reports New</a> <a title="July 2010 page 5" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=5"> " " ! ( </a> <a title="July 2010 page 6" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=6"> THE REGISTERED REP. RESOURCE </a> <a title="July 2010 page 7" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=7"> ETFs able Annui UAL FUNDS RESEARCH Holdings-Base</a> <a title="July 2010 page 8" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=8"> CONTRIBUTORS Vikt</a> <a title="July 2010 page 9" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=9"> BETWEEN BEING THERE AND BEING GLOBAL, OPPORTUNIT</a> <a title="July 2010 page 10" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=10"> Street L evel Apologies To Edward Jone</a> <a title="July 2010 page 11" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=11"> % % & " # </a> <a title="July 2010 page 12" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=12">  ! </a> <a title="July 2010 page 13" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=13"> (Information From The Front) BOSTO</a> <a title="July 2010 page 14" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=14"> (Information From The Front) ing loans accounte</a> <a title="July 2010 page 15" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=15"> @/#/ /*// / )/ - / "/ / </a> <a title="July 2010 page 16" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=16"> BLOTTER  Royally Fraudulent The Securities and E</a> <a title="July 2010 page 17" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=17"> + % !!! </a> <a title="July 2010 page 18" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=18"> BLOTTER  regardless of the actual performance of</a> <a title="July 2010 page 19" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=19"> BECOMING AN INDEPENDENT ADVISOR SUDDENLY SOUNDS L</a> <a title="July 2010 page 20" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=20"> (Information From The Front) COMINGS &GOINGS Chr</a> <a title="July 2010 page 21" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=21">      </a> <a title="July 2010 page 22" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=22"> The Rise of the SUPER OSJ Super OSJs are increas</a> <a title="July 2010 page 23" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=23"> Patrick Sullivan and John Hyland have watched rev</a> <a title="July 2010 page 24" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=24"> pay the home office to supervise them, which then</a> <a title="July 2010 page 25" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=25"> The global reach of Deutsche Bank. performance of</a> <a title="July 2010 page 26" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=26"> officer would have meant a fixed cost of $100,000</a> <a title="July 2010 page 27" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=27"> THERE'S NO GUARANTY HIS DAUGHTER WON'T DYE HER HA</a> <a title="July 2010 page 28" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=28">         </a> <a title="July 2010 page 29" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=29"> COPING WITH LONG-TERM HEALTH BLUES INVESTORS NEA</a> <a title="July 2010 page 30" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=30"> It's one of those “uh-oh” moments that financial </a> <a title="July 2010 page 31" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=31">      </a> <a title="July 2010 page 32" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=32"> Dominant supermarket chains anchor our “bread and</a> <a title="July 2010 page 33" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=33"> Excellent Debt* Favorable debt maturities with</a> <a title="July 2010 page 34" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=34"> Workers were asked about how confident they were </a> <a title="July 2010 page 35" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=35"> States with the highest average daily rates for a</a> <a title="July 2010 page 36" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=36"> THE NEW SHERIFFS Under reform legislation, RI</a> <a title="July 2010 page 37" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=37"> IN TOWN Registered Rep. / ww w In the 13 ye</a> <a title="July 2010 page 38" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=38"> Most consultants, RIA regulators and inv</a> <a title="July 2010 page 39" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=39"> Retirement isn't what it used to be. 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All rights reserved. The </a> <a title="July 2010 page 54" href="https://secure.viewer.zmags.com/publication/55eb09e3?page=54"> FUND WATCH Aggressive? 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