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October 2017
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do I file at
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CONTENTS October 2017 54 41 18 PRACTICE MANA
Allianz Life Insurance Company of North America
CONTRIBUTORS Gastón Mendieta, who illustrated
CONFIDENCE NOW IS ACTING IN YOUR CLIENTS' BEST IN
EDITOR'S LETTER Whither Gen X? There i
REPORTS From the Front IBDs Increasingly C
REPORTS Longtime Registered Rep. Editor Dav
REPORTS Big Three Drive Gender and Climate Change
REPORTS BLOTTER out of more than $1 mil- li
Stand up. Stand out. Our goal is to
REPORTS COMINGS & GOINGS Jason Emerson was na
PRACTICE MANAGEMENT Wirehouse Recruiting Reduct
PRACTICE MANAGEMENT recruiting criteria. This co
PRACTICE MANAGEMENT The Hierarchy of Wor
TALKING TO YOUR CLIENTS ABOUT HIGHLY-RATED SOLUTI
PRACTICE MANAGEMENT Understanding Your C
PRACTICE MANAGEMENT The social psyc
PRACTICE MANAGEMENT My Life as a Client Riding
Smart investing starts here Our multimanager ap
PRACTICE MANAGEMENT RIA Benchmarking Mar
PRACTICE MANAGEMENT Wealth, Life Cycle,
PRACTICE MANAGEMENT / RIA Benchmarking Marketing
PRACTICE MANAGEMENT / RIA Benchmarking Marketing
FIDELITY CLEARING & CUSTODY SOLUTIONS Powering tr
CRM integrations Multi-custodia
PRACTICE MANAGEMENT / RIA Benchmarking Marketing
INVESTMENT Preferred-Stock ETFs Offer Plenty to
INVESTMENT / Preferred-Stock ETFs Offer Plenty to
Think Outside Your Core Fixed Income Box Global
INVESTMENT / Preferred-Stock ETFs Offer Plenty to
ONE FOCUS Your focus is our focus. Whether your
INVESTMENT Mohamed El-Erian: In Investin
5 Years. 5 Stars. Zero Excuses. KNOW All Cap Insi
INVESTMENT / Mohamed El-Erian: In Investing, the
Millennials, money, and the happiness factor
INVESTMENT When the Bear Comes a Callin'
INVESTMENT the average drawdown was -13.5
INVESTMENT What to Tell Clients Feeling
INVESTMENT Vanguard's Actively Managed E
WEALTH PLANNING The Community College Track COM
WEALTH PLANNING Jeanne and her
WEALTH PLANNING The Family- Shareholder
WEALTH PLANNING capital in an investment
WEALTH PLANNING / The Family-Shareholder Wealth R
LOOKING FOR A NEW BROKER-DEALER? Don't pass up #1
WEALTH PLANNING Pulling Clients Out of t
WEALTH PLANNING purposes for their spend-
WEALTH PLANNING Details of a Life Insura
WEALTH PLANNING advisor on the deal. The
WEALTH PLANNING The Sobering Realities o
WEALTH PLANNING among more affluent house
COMPLIANCE Advisors Paying More for Comp
ment.) He spends more than 40 percent of his time
For your clients' are my investments still on tra
Overall Morningstar RatingsTM a
COMPLIANCE Top Regulatory Risks Keeping CC
SERIALIZATION BY MODEL YEAR MAI
Resource Center Mobile, Web, Print and Soc
Wealth Management Will 2017 be your year?
HANG ON TO YOUR M OUR MOST VALUABLE ASSET: OUR
ADVERTISING SALES OFFICES 1166 Avenue of the Amer
The Puzzler BY JOHN KADOR How Much Do You Know A
THE BEST PURE COTTON NON-IRON DRESS SHIRT BAR N
Navigating change for growth Industry changes c