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<br /> November 2009<br /> Mastering the 401(k) Plan Biz, p. 49 / Special Report: The Independent Life, after p. 71<br /> R<br /> The Source for Investment Professionals<br /> NEWLY MINTED ADVISORS—FRESH<br /> OUT OF TRAINING PROGRAMS—MORE<br /> OFTEN FAIL THAN SUCCEED. HERE ARE<br /> A HANDFUL WHO ARE BUCKING THE ODDS.<br /> A Penton Media Publication $10 US $15 CANADA $20 INTERNATIONALNovember 2009<br /> Mastering the 401(k) Plan Biz, p. 49 / Special Report: The Independent Life, after p. 71<br /> The Source for Investment<br /> O<br /> Professionals<br /> 010<br /> mmmom<br /> NEWLY MINTED ADVISORS-FRESH<br /> OUT OF TRAINING PROGRAMS-MORE<br /> OFTEN FAIL THAN SUCCEED. HERE ARE<br /> A HANDFUL WHO ARE<br /> V<br /> A Penton Media Publicati<br /> i<br /> 10 US $15 CANADA<br<a title="November 2009 page 1" href="https://secure.viewer.zmags.com/publication/001c00a3?page=1"> November 2009 Mastering the 401(k) Plan Biz, p. </a> <a title="November 2009 page 2" href="https://secure.viewer.zmags.com/publication/001c00a3?page=2"> Control is everything Of course, “everything” al</a> <a title="November 2009 page 3" href="https://secure.viewer.zmags.com/publication/001c00a3?page=3"> WELLS FARGO ADVISORS FINANCIAL NETWORK The contro</a> <a title="November 2009 page 4" href="https://secure.viewer.zmags.com/publication/001c00a3?page=4"> Epoch Investment Partners, Inc.MUTUAL FUNDS You d</a> <a title="November 2009 page 5" href="https://secure.viewer.zmags.com/publication/001c00a3?page=5"> Morningstar RatingsTM as of 9/30/09 </a> <a title="November 2009 page 6" href="https://secure.viewer.zmags.com/publication/001c00a3?page=6"> Registered Rep. November 2009 CONTENTS Reports</a> <a title="November 2009 page 7" href="https://secure.viewer.zmags.com/publication/001c00a3?page=7"> Streetscape </a> <a title="November 2009 page 8" href="https://secure.viewer.zmags.com/publication/001c00a3?page=8"> CONTRIBUTORS AftermorethanfiveyearsatRegistere</a> <a title="November 2009 page 9" href="https://secure.viewer.zmags.com/publication/001c00a3?page=9"> ONLY We make the funds, you make the choice.</a> <a title="November 2009 page 10" href="https://secure.viewer.zmags.com/publication/001c00a3?page=10"> THE REGISTERED REP. 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